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Quest Resource Holding Corp — Director's Dealing 2013
Apr 3, 2013
34773_dirs_2013-04-02_9a480333-ce3e-468d-ab34-23d55802c99b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Infinity Resources Holdings Corp. (IRHC)
CIK: 0001442236
Period of Report: 2013-03-29
Reporting Person: SALTZ MITCHELL A (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-29 | Common Stock | X | 7405576 | $0.37 | Acquired | 7543688 | Indirect |
| 2013-03-29 | Common Stock | F | 172797 | $3.00 | Disposed | 7370891 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-29 | Warrant to Purchase Common Stock | $ | X | 1381115 | Disposed | 2017-03-22 | Common Stock (1381115) | Indirect |
| 2013-03-29 | Warrant to Purchase Common Stock | $ | D | 4000000 | Disposed | 2017-10-10 | Common Stock (4000000) | Indirect |
| 2013-03-29 | Warrant to Purchase Common Stock | $ | A | 5524461 | Acquired | 2017-10-10 | Common Stock (5524461) | Indirect |
| 2013-03-29 | Warrant to Purchase Common Stock | $ | X | 5524461 | Disposed | 2017-10-10 | Common Stock (5524461) | Indirect |
| 2013-03-29 | Warrant to Purchase Common Stock | $ | A | 500000 | Acquired | 2018-03-29 | Common Stock (500000) | Indirect |
| 2013-03-29 | Warrant to Purchase Common Stock | $ | X | 500000 | Disposed | 2018-03-29 | Common Stock (500000) | Indirect |
Footnotes
F1: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the Reporting Person owns an indirect interest.
F2: The exercise price per share of the warrant is the lower of (a) $0.37 or (b) the average "closing bid price" during the ten trading days immediately preceding the exercise date.
F3: The warrant is exercisable immediately.
F4: The exercise price per share of the warrant is the lower of (a) $0.50 or (b) the average "closing bid price" during the ten trading days immediately preceding the exercise date.
F5: The reported transaction involved an amendment of an outstanding warrant to change the exercise price and number of shares of Common Stock underlying the warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.