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QuantumScape Corp — Director's Dealing 2024
Sep 17, 2024
30821_dirs_2024-09-16_99904a6f-1ad4-4c21-a69d-959dbb1fbcff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2024-09-12
Reporting Person: MCCARTHY MICHAEL O III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-12 | Class A Common Stock | M | 97177 | $2.377 | Acquired | 1281922 | Direct |
| 2024-09-12 | Class A Common Stock | S | 100038 | $5.7967 | Disposed | 1181884 | Direct |
| 2024-09-13 | Class A Common Stock | M | 106084 | $2.377 | Acquired | 1287968 | Direct |
| 2024-09-13 | Class A Common Stock | S | 106084 | $5.8975 | Disposed | 1181884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-12 | Stock Option (right to buy) | $2.377 | M | 97177 | Disposed | 2029-06-05 | Class A Common Stock (97177) | Direct |
| 2024-09-13 | Stock Option (right to buy) | $2.377 | M | 106084 | Disposed | 2029-06-05 | Class A Common Stock (106084) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7626 to $5.8555, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8090 to $5.9606, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.