QuantumScape Corp — Director's Dealing 2022

Jun 10, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2022-06-08

Reporting Person: Prinz Fritz (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-08	Class A Common Stock	S	93360	$12.0173	Disposed	146480	Indirect
2022-06-08	Class A Common Stock	S	31120	$12.0173	Disposed	32160	Indirect
2022-06-08	Class A Common Stock	S	31120	$12.0173	Disposed	32160	Indirect
2022-06-09	Class A Common Stock	C	818146	—	Acquired	964626	Indirect
2022-06-09	Class A Common Stock	C	289382	—	Acquired	321542	Indirect
2022-06-09	Class A Common Stock	C	289382	—	Acquired	321542	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-06-09	Class B Common Stock	$	C	818146	Disposed		Class A Common Stock (818146)	Indirect
2022-06-09	Class B Common Stock	$	C	289382	Disposed		Class A Common Stock (289382)	Indirect
2022-06-09	Class B Common Stock	$	C	289382	Disposed		Class A Common Stock (289382)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock ()	1055131	Indirect
Class B Common Stock	$		Class A Common Stock ()	1055131	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.

F4: The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.

F5: The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.

F6: The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.