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QuantumScape Corp — Director's Dealing 2022
Aug 6, 2022
30821_dirs_2022-08-05_f1ff413f-f47d-4f9b-85fd-3b8d59855ede.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2022-08-03
Reporting Person: Holme Timothy (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-03 | Class A Common Stock | M | 217096 | $1.0542 | Acquired | 217096 | Indirect |
| 2022-08-03 | Class A Common Stock | M | 82904 | $1.3252 | Acquired | 300000 | Indirect |
| 2022-08-03 | Class A Common Stock | S | 300000 | $11.7832 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-03 | Stock Option (right to buy) | $1.0542 | M | 217096 | Disposed | 2025-02-27 | Class A Common Stock (217096) | Direct |
| 2022-08-03 | Stock Option (right to buy) | $1.3252 | M | 82904 | Disposed | 2027-03-15 | Class A Common Stock (82904) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 356792 | Direct |
Footnotes
F1: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $12.115, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: Includes 291,412 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.