QuantumScape Corp — Director's Dealing 2022

Aug 12, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2022-08-10

Reporting Person: MCCARTHY MICHAEL O III (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-10	Class A Common Stock	M	211085	$1.0542	Acquired	708925	Direct
2022-08-10	Class A Common Stock	M	41044	$0.6439	Acquired	749969	Direct
2022-08-10	Class A Common Stock	S	252129	$12.5267	Disposed	497840	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-08-10	Stock Option (right to buy)	$1.0542	M	211085	Disposed	2025-02-27	Class A Common Stock (211085)	Direct
2022-08-10	Stock Option (right to buy)	$0.6439	M	41044	Disposed	2023-09-18	Class A Common Stock (41044)	Direct

Footnotes

F1: Includes 915 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2022.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: Includes 390,677 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.