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QuantumScape Corp — Director's Dealing 2021
Aug 12, 2021
30821_dirs_2021-08-12_f140f1c7-52d3-45a5-9de2-fc9cd3032157.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2021-08-10
Reporting Person: Holme Timothy (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Class A Common Stock | C | 1000000 | — | Acquired | 1352395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Class B Common Stock | $ | C | 1000000 | Disposed | Class A Common Stock (1000000) | Direct |
Footnotes
F1: The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On August 10, 2021, the Reporting Person directed the conversion of 1,000,000 shares of Class B Common Stock into Class A Common Stock.
F2: Includes 301,630 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.