QuantumScape Corp — Director's Dealing 2021

Dec 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2021-11-30

Reporting Person: Singh Mohit (Chief Development Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-30	Class A Common Stock	M	202725	$1.0492	Acquired	451110	Direct
2021-11-30	Class A Common Stock	M	160206	$1.0492	Acquired	611316	Direct
2021-11-30	Class A Common Stock	S	376067	$29.1745	Disposed	235249	Direct
2021-11-30	Class A Common Stock	S	650	$30.00	Disposed	234599	Direct
2021-12-01	Class A Common Stock	M	160665	$1.0492	Acquired	395264	Direct
2021-12-01	Class A Common Stock	M	116123	$1.0542	Acquired	511387	Direct
2021-12-01	Class A Common Stock	S	276788	$29.48	Disposed	234599	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-30	Stock Option (right to buy)	$1.0492	M	202725	Disposed	2024-04-25	Class A Common Stock (202725)	Direct
2021-11-30	Stock Option (right to buy)	$1.0492	M	160206	Disposed	2024-04-25	Class A Common Stock (160206)	Direct
2021-12-01	Stock Option (right to buy)	$1.0492	M	160665	Disposed	2024-04-25	Class A Common (160665)	Direct
2021-12-01	Stock Option (right to buy)	$1.0542	M	116123	Disposed	2025-04-27	Class A Common (116123)	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.