QuantumScape Corp — Director's Dealing 2021

Dec 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2021-12-07

Reporting Person: Singh Mohit (Chief Development Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-07	Class A Common Stock	M	317051	$1.0542	Acquired	551650	Direct
2021-12-07	Class A Common Stock	S	250000	$26.4154	Disposed	301650	Direct
2021-12-07	Class A Common Stock	M	9217	$1.0542	Acquired	310867	Direct
2021-12-07	Class A Common Stock	S	33117	$26.1939	Disposed	277750	Direct
2021-12-07	Class A Common Stock	M	23732	$1.0542	Acquired	301482	Direct
2021-12-07	Class A Common Stock	S	66883	$26.1069	Disposed	234599	Direct
2021-12-08	Class A Common Stock	M	70691	$1.0542	Acquired	305290	Direct
2021-12-08	Class A Common Stock	S	70691	$26.3541	Disposed	234599	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-07	Stock Option (right to buy)	$1.0542	M	317051	Disposed	2025-04-27	Class A Common (160665)	Direct
2021-12-07	Stock Option (right to buy)	$1.0542	M	9217	Disposed	2025-04-27	Class A Common (9217)	Direct
2021-12-07	Stock Option (right to buy)	$1.0542	M	23732	Disposed	2025-06-17	Class A Common (23732)	Direct
2021-12-08	Stock Option (right to buy)	$1.0542	M	70691	Disposed	2025-06-17	Class A Common (70691)	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.49, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $26.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $26.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.