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QuantumScape Corp — Director's Dealing 2021
Dec 10, 2021
30821_dirs_2021-12-09_2249c4c1-17d0-44d5-84ab-694aefaa59b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2021-12-07
Reporting Person: Prinz Fritz (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Class A Common Stock | S | 93210 | $26.231 | Disposed | 906790 | Indirect |
| 2021-12-07 | Class A Common Stock | S | 150 | $26.6767 | Disposed | 906640 | Indirect |
| 2021-12-07 | Class A Common Stock | S | 31020 | $26.2323 | Disposed | 218980 | Indirect |
| 2021-12-07 | Class A Common Stock | S | 100 | $26.66 | Disposed | 218880 | Indirect |
| 2021-12-07 | Class A Common Stock | S | 31020 | $26.2323 | Disposed | 218980 | Indirect |
| 2021-12-07 | Class A Common Stock | S | 100 | $26.66 | Disposed | 218880 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.67 to $26.66, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The Reporting Person transferred 1,000,000 shares of Class A Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.67 to $26.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.66 to $26.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.