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QuantumScape Corp Director's Dealing 2021

Dec 14, 2021

30821_dirs_2021-12-13_5d4563c4-9932-468c-baa1-5bf04291572e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2021-12-09

Reporting Person: Hettrich Kevin (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-09 Class A Common Stock S 22322 $24.5507 Disposed 615473 Direct
2021-12-09 Class A Common Stock S 21063 $25.4138 Disposed 594410 Direct
2021-12-09 Class A Common Stock S 2900 $26.2025 Disposed 591510 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.03 to $25.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 581 shares acquired by the Reporting Person on December 1, 2021 pursuant to the Issuer's Employee Stock Purchase Plan.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $26.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $26.32, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.