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QuantumScape Corp — Director's Dealing 2020
Dec 8, 2020
30821_dirs_2020-12-07_9ddc693f-8b4b-4dff-b5be-8686181b6a04.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QuantumScape Corp (QS)
CIK: 0001811414
Period of Report: 2020-11-25
Reporting Person: Singh Jagdeep (Director, Chief Executive Officer, 10% Owner, Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4021750 | Direct |
| Class A Common Stock | 966100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (5541385) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (4021750) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (4021750) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (1340582) | Direct | ||
| Stock Option (right to buy) | $0.6439 | 2023-04-08 | Class B Common Stock (2010874) | Direct | |
| Stock Option (right to buy) | $1.3128 | 2026-08-19 | Class A Common Stock (2499520) | Direct | |
| Stock Option (right to buy) | $1.3252 | 2027-03-15 | Class A Common Stock (6498753) | Direct |
Footnotes
F1: Includes 4,021,750 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 1/6th of the RSUs vest on February 15, 2021 and 1/16th vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date.
F2: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
F3: 25% of the shares subject to the option vested and became exercisable on February 13, 2014, and the remaining shares will vest monthly
thereafter, subject to the Reporting Person's continued service at each vesting date.
F4: 75% of the shares subject to the option vested and became exercisable on December 10, 2018, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.
F5: Shares subject to the option vested and became exercisable on April 1, 2017, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.