Quantum-Si Inc — Major Shareholding Notification 2020

Oct 5, 2020

SC 13G 1 tm2032344-1_sc13g.htm SC 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G*

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2

(Amendment No. )*

| HighCape
Capital Acquisition Corp. |
| --- |
| (Name
of Issuer) |
| Class
A Common Stock, $0.0001 par value |
| (Title of Class of Securities) |
| 42984L204 |
| (CUSIP
Number) |
| September
25, 2020 |
| (Date
of Event Which Requires Filing of the Statement) |

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨	Rule 13d-1(b)
x	Rule 13d-1(c)
¨	Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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1.	NAME OF REPORTING PERSONS Radcliffe Capital Management, L.P.
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA, PN

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1.	NAME OF REPORTING PERSONS RGC Management Company, LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, OO

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1.	NAME OF REPORTING PERSONS Steven B. Katznelson
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Canada, United States of America and the United Kingdom
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, IN

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1.	NAME OF REPORTING PERSONS Christopher Hinkel
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, IN

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1.	NAME OF REPORTING PERSONS Radcliffe SPAC Master Fund, L.P.
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO, PN

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1.	NAME OF REPORTING PERSONS Radcliffe SPAC GP, LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5.	SOLE VOTING POWER 0
	6.	SHARED VOTING POWER 600,000
	7.	SOLE DISPOSITIVE POWER 0
	8.	SHARED DISPOSITIVE POWER 600,000
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 600,000
10.	CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.040%
12.	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, OO

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Field: Split-Segment; Name: 2

| Item
1(a). — Item
1(b). | Name of Issuer: HighCape Capital Acquisition Corp. (the “Issuer”) — Address of Issuer’s Principal Executive Offices: 452 Fifth Avenue, 21 st Floor New York, New York 10018 | | |
| --- | --- | --- | --- |
| Item
2(a). | Name
of Person Filing: | | |
| | Radcliffe Capital Management, L.P. RGC Management Company, LLC Steven B. Katznelson Christopher Hinkel Radcliffe SPAC Master Fund, L.P. Radcliffe SPAC GP, LLC | | |
| Item
2(b). | Address
of Principal Business Office or, if none, Residence: | | |
| | 50 Monument Road, Suite 300 Bala Cynwyd, PA 19004 | | |
| Item
2(c). | Citizenship: | | |
| | Radcliffe Capital Management, L.P. – Delaware,
United States of America RGC Management Company, LLC – Delaware, United
States of America Steven B. Katznelson – Canada, United States
of America and the United Kingdom Christopher Hinkel – United States of America Radcliffe SPAC Master Fund, L.P. – Cayman Islands Radcliffe SPAC GP, LLC – Delaware, United States
of America | | |
| Item
2(d). | Title
of Class of Securities: | | |
| | Class
A Common Stock, $0.0001 par value | | |
| Item
2(e). | CUSIP
Number: | | |
| | 42984L204 | | |
| Item
3. | If
this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is
a: | | |
| | (a) | ¨ | Broker
or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
| | (b) | ¨ | Bank
as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
| | (c) | ¨ | Insurance
company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
| | (d) | ¨ | Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| | (e) | ¨ | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| | (f) | ¨ | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| | (g) | ¨ | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| | (h) | ¨ | A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| | (i) | ¨ | A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act (15 U.S.C. 80a-3); |
| | (j) | ¨ | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| | (k) | ¨ | Group,
in accordance with § 240.13d-1(b)(1)(ii)(K). |

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If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ______.

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| Item
4. | | |
| --- | --- | --- |
| Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified
in Item 1. | | |
| (a) | Amount beneficially
owned: 600,000 shares
deemed beneficially owned by Radcliffe Capital Management, L.P. 600,000 shares
deemed beneficially owned by RGC Management Company, LLC 600,000 shares
deemed beneficially owned by Steven B. Katznelson 600,000 shares
deemed beneficially owned by Christopher Hinkel 600,000 shares deemed beneficially owned by Radcliffe
SPAC Master Fund, L.P. 600,000 shares deemed beneficially owned by Radcliffe
SPAC GP, LLC | |
| (b) | Percent of class: 5.040% shares deemed
beneficially owned by Radcliffe Capital Management, L.P. 5.040% shares deemed
beneficially owned by RGC Management Company, LLC 5.040% shares deemed
beneficially owned by Steven B. Katznelson 5.040% shares deemed
beneficially owned by Christopher Hinkel 5.040% shares deemed beneficially owned by Radcliffe
SPAC Master Fund, L.P. 5.040% shares deemed beneficially owned by Radcliffe
SPAC GP, LLC | |
| (c) | Number
of shares as to which Radcliffe Capital Management, L.P. has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |
| | (iv) | Shared
power to dispose or to direct the disposition of: 600,000 |
| | Number
of shares as to which RGC Management Company, LLC has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |

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| | | Shared
power to dispose or to direct the disposition of: 600,000 |
| --- | --- | --- |
| | Number
of shares as to which Steven B. Katznelson has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |
| | (iv) | Shared
power to dispose or to direct the disposition of: 600,000 |
| | Number
of shares as to which Christopher Hinkel has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |
| | (iv) | Shared
power to dispose or to direct the disposition of: 600,000 |
| | Number
of shares as to which Radcliffe SPAC Master Fund, L.P. has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,0000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |
| | (iv) | Shared
power to dispose or to direct the disposition of: 600,000 |
| | Number
of shares as to which Radcliffe SPAC GP, LLC has: | |
| | (i) | Sole
power to vote or to direct the vote: 0 |
| | (ii) | Shared
power to vote or to direct the vote: 600,000 |
| | (iii) | Sole
power to dispose or to direct the disposition of: 0 |
| | (iv) | Shared
power to dispose or to direct the disposition of: 600,000 |
| Item
5. | Ownership
of Five Percent or Less of a Class: | |
| | If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following. o Not
applicable | |
| Item
6. | Ownership
of More Than Five Percent on Behalf of Another Person: | |
| | With
the exception of the securities reported in this Schedule 13G that are owned by the Radcliffe SPAC Master Fund, L.P., none
of Radcliffe Capital Management, L.P.’s advisory clients individually own more than 5% of the Issuer’s outstanding
common stock. | |
| Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: | |

See Exhibit B attached hereto.

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| Item
8. | Identification
and Classification of Members of the Group: |
| --- | --- |
| | Not
applicable |
| Item
9. | Notice
of Dissolution of Group: |
| | Not
applicable |
| Item
10. | Certifications: |
| | By
signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect. |

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

| | October
5, 2020 |
| --- | --- |
| | (Date) |
| Radcliffe Capital Management, L.P. | /s/Steven B. Katznelson |
| By RGC Management Company, LLC, | Signature |
| Its General Partner | |
| | Steven B. Katznelson |
| | Managing Member |
| RGC Management Company,
LLC | /s/Steven B. Katznelson |
| | Signature |
| | Steven B. Katznelson |
| | Managing Member |
| Steven B. Katznelson | /s/Steven B. Katznelson |
| | Signature |
| Christopher Hinkel | /s/Christopher L. Hinkel |
| | Signature |
| Radcliffe SPAC Master Fund, L.P. | /s/Steven B. Katznelson |
| By Radcliffe SPAC GP, LLC, | Signature |
| Its General Partner | |
| | Steven B. Katznelson |
| | Managing Member |
| Radcliffe SPAC GP, LLC | /s/Steven B. Katznelson |
| | Signature |
| | Steven B. Katznelson |
| | Managing Member |

*The Reporting Person specifically disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, Provided, however , that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations

( see 18 U.S.C. 1001).

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Exhibit A

Agreement

The undersigned agree that this Schedule 13G dated October 5, 2020 relating to the Class A Common Stock, $0.0001 par value of HighCape Capital Acquisition Corp. shall be filed on behalf of the undersigned.

	October 5, 2020
	(Date)
Radcliffe Capital Management, L.P.*	/s/Steven B. Katznelson
By RGC Management Company, LLC, Its General Partner	Signature Steven B. Katznelson Managing Member
RGC Management Company, LLC*	/s/Steven B. Katznelson
	Signature Steven B. Katznelson Managing Member
Steven B. Katznelson*	/s/Steven B. Katznelson
	Signature
Christopher Hinkel*	/s/Christopher L. Hinkel
	Signature
Radcliffe SPAC Master Fund, L.P.*	/s/Steven B. Katznelson
By Radcliffe SPAC GP, LLC, Its General Partner	Signature Steven B. Katznelson Managing Member
Radcliffe SPAC GP, LLC*	/s/Steven B. Katznelson
	Signature Steven B. Katznelson Managing Member

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Exhibit B

Radcliffe Capital Management, L.P. is the relevant entity for which RGC Management Company, LLC, Steven B. Katznelson and Christopher Hinkel may be considered control persons. Radcliffe SPAC Master Fund, L.P. is the relevant entity for which Radcliffe SPAC GP, LLC, Steven B. Katznelson and Christopher Hinkel may be considered control persons.

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