QUANTUM CORP /DE/ — Regulatory Filings 2014

Mar 26, 2014

8-K 1 quantum_8k.htm CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____

FORM 8-K ____

CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 20, 2014 ____

Quantum Corporation (Exact name of Registrant as Specified in its Charter)

Delaware	1-13449	94-2665054
(State or Other
Jurisdiction	(Commission
File	(I.R.S.
Employer
of
Incorporation)	Number)	Identification
No.)

224 Airport Parkway, San Jose, California 95110 (Address of Principal Executive Offices)

(408) 944-4000 (Registrant’s telephone number, including area code) ____

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instructions A.2 below):

| ¨ | Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
| --- | --- |
| ¨ | Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
20.13e-4(c)) |

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On March 20, 2014, Michael A. Brown, a member of the Board of Directors (the “Board”) of Quantum Corporation (the “Company”), informed the Board that he will not be standing for re-election to the Board at the Company’s 2014 annual meeting of stockholders. The decision of Mr. Brown to not stand for re-election to the Board was the result of Mr. Brown’s appointment as the interim CEO of Symantec Corporation and not the result of any dispute or disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: March 26, 2014
By:	/ s/ Shawn D. Hall
Name:	Shawn D. Hall
Its:	Senior Vice President, General Counsel and
Secretary