QUANTUM CORP /DE/ — Regulatory Filings 2013

Aug 8, 2013

8-K 1 quantum_8k.htm CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____

FORM 8-K ____

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 7, 2013 ____

Quantum Corporation (Exact name of registrant as specified in its charter) ____

Delaware (State or other jurisdiction of incorporation)

1-13449	94-2665054
(Commission File
No.)	(IRS Employer
Identification No.)

1650 Technology Drive, Suite 700 San Jose, CA 95110 (Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (408) 944-4000 ____

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07. Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders (the “Annual Meeting”) of Quantum Corporation (the “Company”) was held on August 7, 2013. The following is a brief description of each matter submitted to a vote at the Annual Meeting as well as the number of votes cast with respect to each matter. For more information about these proposals, please refer to the Company’s Proxy Statement filed with the Securities and Exchange Commission on June 24, 2013.

Proposal 1

The stockholders elected nine nominees recommended by the Company’s Board of Directors (the “Board”) to the Board to serve until the next Annual Meeting or until their successors are elected and duly qualified, as set forth below:

Nominee	For	Withheld	Broker-Non Votes
Paul R. Auvil III	172,785,464	2,511,570	52,457,967
Philip Black	173,870,451	1,426,583	52,457,967
Michael A. Brown	134,811,076	40,485,958	52,457,967
Louis DiNardo	173,558,560	1,738,474	52,457,967
Jon W. Gacek	172,963,954	2,333,080	52,457,967
David A. Krall	173,860,682	1,436,352	52,457,967
Gregg J. Powers	173,961,160	1,335,874	52,457,967
David E. Roberson	173,938,516	1,358,518	52,457,967
Jeffrey C. Smith	174,113,658	1,183,376	52,457,967

Proposal 2

The stockholders ratified the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2014, as set forth below:

| For | Against | Abstain | Broker-Non
Votes |
| --- | --- | --- | --- |
| 224,826,315 | 2,033,354 | 895,332 | -- |

Proposal 3

The stockholders voted for the adoption of a resolution approving, on an advisory basis, the compensation of the Company’s named executive officers, as set forth below:

| For | Against | Abstain | Broker-Non
Votes |
| --- | --- | --- | --- |
| 173,620,919 | 1,102,360 | 573,755 | 52,457,967 |

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

QUANTUM CORPORATION
By:	/s/ Shawn D.
Hall
	Shawn D. Hall
	Senior Vice President, General
	Counsel and
Secretary

Dated: August 8, 2013