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QUANTUM CORP /DE/ — Director's Dealing 2011
Apr 13, 2011
34001_dirs_2011-04-13_2ac4a913-9a91-45dd-91a2-568f6429aea6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUANTUM CORP /DE/ (QTM)
CIK: 0000709283
Period of Report: 2011-04-12
Reporting Person: FETTER ELIZABETH A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-12 | Common Stock | M | 5000 | $1.77 | Acquired | 93392 | Direct |
| 2011-04-12 | Common Stock | M | 10000 | $1.16 | Acquired | 103392 | Direct |
| 2011-04-12 | Common Stock | S | 15000 | $2.75 | Disposed | 88392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-12 | Non-Qualified Stock Options | $1.77 | M | 5000 | Disposed | 2015-09-01 | Common Stock (5000) | Direct |
| 2011-04-12 | Non-Qualified Stock Options | $1.16 | M | 10000 | Disposed | 2016-09-01 | Common Stock (10000) | Direct |
Footnotes
F1: Reflects the exercise of the stock options listed in Table II of this Form 4.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2011.
F3: The options are fully vested and immediately exercisable.
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