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QUANTUM CORP /DE/ — Director's Dealing 2011
Apr 8, 2011
34001_dirs_2011-04-08_6f9559b9-f6b6-4d23-a6e9-825d01e7bd59.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUANTUM CORP /DE/ (QTM)
CIK: 0000709283
Period of Report: 2011-04-01
Reporting Person: Clark Robert S. (SVP Tape & OEM Products)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 103180 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $2.59 | 2017-04-01 | Common Stock (100000) | Direct | |
| Non-Qualified Stock Option | $0.98 | 2016-07-01 | Common Stock (37500) | Direct | |
| Non-Qualified Stock Option | $0.77 | 2016-04-01 | Common Stock (14584) | Direct |
Footnotes
F1: Includes 85,916 restricted stock units which will vest as follows: 7,500 will vest on 6/1/11, 21,750 will vest on 7/1/11, 20,000 will vest on each of 7/1/12 and 7/1/13, and 8,333 will vest on each of 4/1/12 and 4/1/13.
F2: Right to buy under Rule 16b(3) Plan.
F3: Includes 75,000 stock options that are not vested and will vest monthly at the rate of 1/48 of the original grant amount of 100,000 through 4/1/2014.
F4: Stock options will vest as follows: 25,000 will vest on 7/1/2011 and 12,500 will vest on 7/1/2012.
F5: Includes 11,980 stock options that are not vested and will vest monthly at the rate of 1/48 of the original grant amount of 25,000 through 3/1/2013.