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QUANTUM CORP /DE/ — Director's Dealing 2011
Jan 19, 2011
34001_dirs_2011-01-19_fd51c1a8-9c9a-4711-b867-fc4cb68b4552.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUANTUM CORP /DE/ (QTM)
CIK: 0000709283
Period of Report: 2011-01-10
Reporting Person: Breard Linda Marie (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 191561 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $0.98 | 2016-07-01 | Common Stock (187500) | Direct |
Footnotes
F1: Includes 112,500 restricted stock units which will vest as follows: 12,500 will vest on 6/1/11, 33,334 will vest on 7/1/11 and 33,333 will vest on each of 7/1/12 and 7/1/13.
F2: Right to buy under Rule 16b (3) Plan.
F3: Stock options will vest as follows: 125,000 will vest on 7/1/11 and 62,500 will vest on 7/1/12.
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