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QUANTUM CORP /DE/ — Director's Dealing 2011
Jun 2, 2011
34001_dirs_2011-06-02_5767dc85-88d6-441c-815b-9794fe20f410.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUANTUM CORP /DE/ (QTM)
CIK: 0000709283
Period of Report: 2011-06-01
Reporting Person: HALL SHAWN D (Senior VP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-01 | Common Stock | F | 5503 | $3.03 | Disposed | 161526 | Direct |
| 2011-06-01 | Common Stock | M | 35000 | $2.93 | Acquired | 196526 | Direct |
| 2011-06-01 | Common Stock | S | 35000 | $3.0417 | Disposed | 161526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 | Non-Qualified Stock Options | $2.93 | M | 35000 | Disposed | 2011-07-01 | Common Stock (35000) | Direct |
Footnotes
F1: Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 6/1/2009.
F2: Reflects the exercise of the stock options listed in Table II of this Form 4.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010.
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