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Quanex Building Products CORP — Director's Dealing 2021
Feb 10, 2021
14840_dirs_2021-02-10_10bdb392-46f9-4bb5-a5a8-74a767eb8149.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quanex Building Products CORP (NX)
CIK: 0001423221
Period of Report: 2021-02-08
Reporting Person: GRIFFITHS WILLIAM C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-08 | Common Stock | M | 500 | $16.72 | Acquired | 234136 | Direct |
| 2021-02-08 | Common Stock | M | 37076 | $17.63 | Acquired | 271212 | Direct |
| 2021-02-08 | Common Stock | S | 37576 | $24.9721 | Disposed | 233636 | Direct |
| 2021-02-09 | Common Stock | M | 18724 | $17.63 | Acquired | 252360 | Direct |
| 2021-02-09 | Common Stock | M | 10026 | $20.28 | Acquired | 262386 | Direct |
| 2021-02-09 | Common Stock | S | 28750 | $24.7128 | Disposed | 233636 | Direct |
| 2021-02-10 | Common Stock | M | 15792 | $20.28 | Acquired | 249428 | Direct |
| 2021-02-10 | Common Stock | S | 15792 | $24.4571 | Disposed | 233636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | Stock Options (Right to Buy) | $16.72 | M | 500 | Disposed | 2023-07-09 | Common Stock (500) | Direct |
| 2021-02-08 | Stock Options (Right to Buy) | $17.63 | M | 37076 | Disposed | 2023-12-05 | Common Stock (37076) | Direct |
| 2021-02-09 | Stock Options (Right to Buy) | $17.63 | M | 18724 | Disposed | 2023-12-05 | Common Stock (18724) | Direct |
| 2021-02-09 | Stock Options (Right to Buy) | $20.28 | M | 10026 | Disposed | 2024-12-03 | Common Stock (10026) | Direct |
| 2021-02-10 | Stock Options (Right to Buy) | $20.28 | M | 15792 | Disposed | 2024-12-03 | Common Stock (15792) | Direct |
Footnotes
F1: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.
F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.08, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.32 to $24.91, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.27 to $24.89, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The options become exercisable in 1/3 increments annually beginning one year from the grant date.