Quanex Building Products CORP — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Quanex Building Products CORP (NX)
CIK: 0001423221
Period of Report: 2021-02-19

Reporting Person: GRIFFITHS WILLIAM C (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock	M	18213	$19.45	Acquired	251849	Direct
2021-02-19	Common Stock	S	18213	$24.3238	Disposed	233636	Direct
2021-02-22	Common Stock	M	23605	$19.45	Acquired	257241	Direct
2021-02-22	Common Stock	S	23605	$24.7509	Disposed	233636	Direct
2021-02-23	Common Stock	M	34496	$19.45	Acquired	268132	Direct
2021-02-23	Common Stock	S	34496	$24.5908	Disposed	233636	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-19	Stock Options (Right to Buy)	$19.45	M	18213	Disposed	2026-11-30	Common Stock (18213)	Direct
2021-02-22	Stock Options (Right to Buy)	$19.45	M	23605	Disposed	2026-11-30	Common Stock (23605)	Direct
2021-02-23	Stock Options (Right to Buy)	$19.45	M	34496	Disposed	2026-11-30	Common Stock (34496)	Direct

Footnotes

F1: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.54, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.27 to $25.00, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.17 to $24.92, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The option vests in three equal annual installments beginning on November 30, 2017.