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QUALYS, INC. Director's Dealing 2021

Nov 2, 2021

31029_dirs_2021-11-02_36b50943-b458-44af-81a0-cf4d5c18b7f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2021-10-29

Reporting Person: Thakar Sumedh S (Director, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-29 Common Stock M 100 $20.80 Acquired 213251 Direct
2021-10-29 Common Stock S 100 $125.00 Disposed 213151 Direct
2021-11-01 Common Stock M 5100 $20.80 Acquired 218251 Direct
2021-11-01 Common Stock S 5100 $125.0124 Disposed 213151 Direct
2021-11-01 Common Stock F 9744 $124.59 Disposed 203407 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-29 Stock Option (right to buy) $20.80 M 100 Disposed 2023-10-31 Common Stock (100) Direct
2021-11-01 Stock Option (right to buy) $20.80 M 5100 Disposed 2023-10-31 Common Stock (5100) Direct

Footnotes

F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.

F2: The sale price represents the weighted average price of the shares sold ranging from $125.00 to $125.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

F4: This option is fully vested and immediately exercisable.