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QUALYS, INC. — Director's Dealing 2020
Dec 14, 2020
31029_dirs_2020-12-14_59285a2a-cdf2-4a64-b951-686df033c506.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2020-12-10
Reporting Person: COURTOT PHILIPPE F (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-10 | Common Stock | A | 69401 | $0.00 | Acquired | 5276637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-10 | Stock Option (right to buy) | $93.08 | A | 223744 | Acquired | 2030-12-09 | Common Stock (223744) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on February 1, 2021 and will vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
F3: Shares subject to the option shall vest based on the achievement of goals based on the Company's operating performance for the three-year period from January 2021 through December 2023, subject to the Reporting Person continuing as a service provider through the date that performance is certified.