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QUALYS, INC. — Director's Dealing 2018
Feb 9, 2018
31029_dirs_2018-02-08_9335fff2-7d1d-4426-80d2-8bb72e8d4b4e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2017-12-31
Reporting Person: COURTOT PHILIPPE F (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | G | 34000 | $0.00 | Disposed | 5478934 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.80 | 2019-12-02 | Common Stock (231927) | 231927 | Direct |
| Stock Option (right to buy) | $26.86 | 2024-02-06 | Common Stock (398000) | 398000 | Direct |
| Stock Option (right to buy) | $25.56 | 2026-04-28 | Common Stock (500000) | 500000 | Direct |
Footnotes
F1: The reported shares reflect the current ownership of the Reporting Person and incorporates the gift reporting as referenced on Table I of this Form 5.
F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
F3: The option is fully vested and immediately exercisable.
F4: Shares subject to the option vest in forty-eight equal monthly installments beginning on April 28, 2016.