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QUALYS, INC. — Director's Dealing 2018
Nov 15, 2018
31029_dirs_2018-11-14_af8b4b81-236b-4b1f-93e8-00e4012a56ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2018-11-12
Reporting Person: Hank Jeffrey P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-12 | Common Stock | M | 11250 | $4.10 | Acquired | 19993 | Direct |
| 2018-11-12 | Common Stock | S | 4000 | $71.2269 | Disposed | 15993 | Direct |
| 2018-11-12 | Common Stock | S | 5592 | $72.3378 | Disposed | 10401 | Direct |
| 2018-11-12 | Common Stock | S | 1658 | $72.9935 | Disposed | 8743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-12 | Stock Option (right to buy) | $4.10 | M | 11250 | Disposed | 2020-01-28 | Common Stock (11250) | Direct |
Footnotes
F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2018.
F2: The sale price represents the weighted average price of the shares sold ranging from $70.73 to $71.71 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: The sale price represents the weighted average price of the shares sold ranging from $71.77 to $72.76 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: The sale price represents the weighted average price of the shares sold ranging from $72.77 to $73.31 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: This option is fully vested and immediately exercisable.