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QUALYS, INC. — Director's Dealing 2017
Jun 14, 2017
31029_dirs_2017-06-14_38935f67-f8e7-4450-b194-f3db0709e31c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2017-06-05
Reporting Person: BERGERON SANDRA E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-05 | Common Stock | A | 4982 | $0.00 | Acquired | 33655 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50000 | Indirect |
| Common Stock | 90000 | Indirect |
Footnotes
F1: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.
F2: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.
F3: Shares held directly by DBG Investments Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
F4: Shares held directly by the Bergeron Family Trust dtd 11/15/2004 for which the Reporting Person serves as trustee.