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QUALYS, INC. — Director's Dealing 2016
Aug 10, 2016
31029_dirs_2016-08-10_ac053eb0-2437-4c72-9851-3e92eb91cc06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2016-08-09
Reporting Person: Thakar Sumedh S (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | M | 1500 | $4.40 | Acquired | 59560 | Direct |
| 2016-08-09 | Common Stock | S | 3825 | $31.0764 | Disposed | 55735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Stock Option (right to buy) | $4.40 | M | 1500 | Disposed | 2021-02-02 | Common Stock (1500) | Direct |
Footnotes
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.88 to $31.22 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares subject to the option vested monthly thereafter.