AI assistant
QUALYS, INC. — Director's Dealing 2016
Aug 8, 2016
31029_dirs_2016-08-08_11e98ace-a9aa-411d-9392-53244cc5dede.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2016-08-05
Reporting Person: Schmidt Howard A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-05 | Common Stock | M | 6911 | $0.00 | Acquired | 13084 | Direct |
| 2016-08-05 | Common Stock | M | 3517 | $0.00 | Acquired | 16601 | Direct |
| 2016-08-05 | Common Stock | S | 6911 | $32.00 | Disposed | 9690 | Direct |
| 2016-08-05 | Common Stock | S | 3517 | $31.8517 | Disposed | 6173 | Direct |
| 2016-08-08 | Common Stock | M | 4635 | $0.00 | Acquired | 10808 | Direct |
| 2016-08-08 | Common Stock | S | 4635 | $31.80 | Disposed | 6173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-05 | Stock Option (right to buy) | $8.90 | M | 6911 | Disposed | 2022-06-18 | Common Stock (6911) | Direct |
| 2016-08-05 | Stock Option (right to buy) | $8.90 | M | 3517 | Disposed | 2022-06-18 | Common Stock (3517) | Direct |
| 2016-08-08 | Stock Option (right to buy) | $8.90 | M | 4635 | Disposed | 2022-06-18 | Common Stock (4635) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57688 | Indirect |
Footnotes
F1: The purchase price represents the weighted average sale price of the shares purchased ranging from $31.85 to $31.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F2: Shares are held directly by the Howard A. Schmidt and Raemarie J. Schmidt Revocable Trust, dated August 5, 2015, for which the Reporting Person serves as Trustee.
F3: The shares subject to the option vested in 36 equal monthly installments following the June 18, 2012 vesting commencement date.