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QUALYS, INC. — Director's Dealing 2016
Nov 4, 2016
31029_dirs_2016-11-03_055ade2f-1939-4785-845f-14eb7ab425ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2016-11-01
Reporting Person: Deeba Amer (VP Corp Dev & Strat Alliances)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | M | 2000 | $2.80 | Acquired | 60293 | Direct |
| 2016-11-01 | Common Stock | S | 2000 | $37.055 | Disposed | 58293 | Direct |
| 2016-11-01 | Common Stock | F | 455 | $37.00 | Disposed | 57838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Stock Option (right to buy) | $2.80 | M | 2000 | Disposed | 2019-07-30 | Common Stock (2000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $36.60 to $37.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
F4: The option is fully vested and immediately exercisable.