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QUALYS, INC. — Director's Dealing 2015
Nov 20, 2015
31029_dirs_2015-11-20_3d9a0d1b-22d2-421b-9106-1f43b9198edb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2015-11-19
Reporting Person: Thakar Sumedh S (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-19 | Common Stock | M | 4049 | $5.90 | Acquired | 4049 | Direct |
| 2015-11-19 | Common Stock | S | 4049 | $38.001 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-19 | Stock Option (right to buy) | $5.90 | M | 4049 | Disposed | 2021-11-03 | Common Stock (4049) | Direct |
Footnotes
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $38.00 to $38.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.