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QUALYS, INC. — Director's Dealing 2015
Dec 15, 2015
31029_dirs_2015-12-15_1f9f3452-7afc-4501-94d9-5905f085616f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2015-12-14
Reporting Person: MCCAULEY DONALD C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-14 | Common Stock | M | 25000 | $0.00 | Acquired | 85000 | Direct |
| 2015-12-14 | Common Stock | S | 25000 | $35.14 | Disposed | 60000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-14 | Stock Option (right to buy) | $1.40 | M | 25000 | Disposed | 2016-06-30 | Common Stock (25000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2015.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $34.32 to $35.53 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option is fully vested and immediately exercisable.