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QUALYS, INC. — Director's Dealing 2015
Jul 27, 2015
31029_dirs_2015-07-27_78c1dfcb-3baf-484a-a673-b993654aeab0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2015-07-24
Reporting Person: Thakar Sumedh S (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-24 | Common Stock | M | 1500 | $5.90 | Acquired | 1500 | Direct |
| 2015-07-24 | Common Stock | S | 1300 | $38.8608 | Disposed | 200 | Direct |
| 2015-07-24 | Common Stock | S | 200 | $39.425 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-24 | Stock Option (right to buy) | $5.90 | M | 1500 | Disposed | 2021-11-03 | Common Stock (1500) | Direct |
Footnotes
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
F2: This purchase price represents the weighted average sale price of the shares purchased ranging from $38.30 to $39.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F3: This purchase price represents the weighted average sale price of the shares purchased ranging from $39.30 to $39.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F4: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.