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QUALYS, INC. — Director's Dealing 2014
Oct 30, 2014
31029_dirs_2014-10-30_1b6d1a1d-5bf1-4b27-b43d-f1c27881d1b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2014-10-28
Reporting Person: POSEY BRUCE K (VP, GC and Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-28 | Common Stock | M | 1712 | $8.90 | Acquired | 1712 | Direct |
| 2014-10-28 | Common Stock | S | 1712 | $30.0677 | Disposed | 0 | Direct |
| 2014-10-29 | Common Stock | M | 1643 | $8.90 | Acquired | 1643 | Direct |
| 2014-10-29 | Common Stock | S | 1643 | $30.1585 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-28 | Stock Option (right to buy) | $8.90 | M | 1712 | Disposed | 2022-06-06 | Common Stock (1712) | Direct |
| 2014-10-29 | Stock Option (right to buy) | $8.90 | M | 1643 | Disposed | 2022-06-06 | Common Stock (1643) | Direct |
Footnotes
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2013.
F2: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.00 to $30.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.00 to $30.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: The option is subject to an early exercise provision and is immediately exercisable. One fourth of the shares subject to the option vest on May 21, 2013 and one forty-eighth of the shares vest monthly thereafter.