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QUALYS, INC. — Director's Dealing 2014
Aug 7, 2014
31029_dirs_2014-08-07_ec661172-6197-4895-9e1c-3edfd4a83322.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2014-08-05
Reporting Person: COURTOT PHILIPPE F (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-05 | Common Stock | S | 50000 | $29.2268 | Disposed | 5851069 | Direct |
| 2014-08-05 | Common Stock | J | 1654 | $0.00 | Acquired | 5852723 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
Footnotes
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2013.
F2: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $29.00 to $29.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: These shares were received pursuant to a distribution from Trident Capital Fund-V, L.P., of which the Reporting Person is a limited partner. The acquisition of such shares was exempt under Rule 16a-9.
F4: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.