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QUALYS, INC. — Director's Dealing 2014
Nov 12, 2014
31029_dirs_2014-11-12_d91aa39f-cf9c-4574-a639-ffd625229a98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2014-11-10
Reporting Person: Thakar Sumedh S (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-10 | Common Stock | M | 50 | $4.40 | Acquired | 50 | Direct |
| 2014-11-10 | Common Stock | S | 50 | $36.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Stock Option (right to buy) | $4.40 | M | 50 | Disposed | 2021-02-02 | Common Stock (50) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2014.
F2: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.