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QUALYS, INC. — Director's Dealing 2013
Jun 11, 2013
31029_dirs_2013-06-11_0b640343-2e51-4075-b1cb-7e7c7fa668d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2013-06-07
Reporting Person: Thakar Sumedh S (VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-07 | Common Stock | S | 1200 | $14.1521 | Disposed | 3139 | Direct |
| 2013-06-10 | Common Stock | S | 861 | $15.0013 | Disposed | 2278 | Direct |
| 2013-06-10 | Common Stock | M | 3139 | $1.40 | Acquired | 5417 | Direct |
| 2013-06-10 | Common Stock | S | 3139 | $15.0013 | Disposed | 2278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-10 | Stock Option (right to buy) | $1.40 | M | 3139 | Disposed | 2016-06-30 | Common Stock (3139) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2013.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.93 to $14.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Note that, due to a scrivener's error, the total securities held by the Reporting Person were underreported in his Form 4 that was filed on May 17, 2013 by 3,000 shares. This Form 4 restates the total securities held by the Reporting Person.
F4: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $15.00 to $15.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The option is fully vested and immediately exercisable.