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QUALYS, INC. — Director's Dealing 2013
May 17, 2013
31029_dirs_2013-05-17_a7cd4881-c465-48b1-b8b6-b8b9de296d46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2013-05-15
Reporting Person: Wilson John N (EVP, Worldwide Field Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-15 | Common Stock | M | 10000 | $4.10 | Acquired | 65500 | Direct |
| 2013-05-15 | Common Stock | S | 10000 | $13.0129 | Disposed | 55500 | Direct |
| 2013-05-16 | Common Stock | M | 8571 | $4.10 | Acquired | 64071 | Direct |
| 2013-05-16 | Common Stock | S | 8571 | $14.0012 | Disposed | 55500 | Direct |
| 2013-05-17 | Common Stock | M | 1429 | $4.10 | Acquired | 56929 | Direct |
| 2013-05-17 | Common Stock | S | 1429 | $14.0025 | Disposed | 55500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-15 | Stock Option (right to buy) | $4.10 | M | 10000 | Disposed | 2020-11-04 | Common Stock (10000) | Direct |
| 2013-05-16 | Stock Option (right to buy) | $4.10 | M | 8571 | Disposed | 2020-11-04 | Common Stock (8571) | Direct |
| 2013-05-17 | Stock Option (right to buy) | $4.10 | M | 1429 | Disposed | 2020-11-04 | Common Stock (1429) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2013.
F2: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.00 to $13.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.00 to $14.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.00 to $14.06 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The option is subject to an early exercise provision and is immediately exercisable. One thirty-sixth of the shares subject to the option vested on November 29, 2010 and one thirty-sixth of the shares vest monthly thereafter.