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QUALYS, INC. — Director's Dealing 2013
Jun 12, 2013
31029_dirs_2013-06-12_f8fd7b97-de8e-4e2a-a5cf-13164f77a47a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2013-06-10
Reporting Person: COURTOT PHILIPPE F (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-17 | Common Stock | G | 1000000 | $0.00 | Disposed | 6365069 | Direct |
| 2013-06-10 | Common Stock | S | 12631 | $15.0397 | Disposed | 6352438 | Direct |
| 2013-06-11 | Common Stock | S | 10171 | $15.0152 | Disposed | 6342267 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
Footnotes
F1: This transaction involved a gift of securities from the Reporting Person to a family member who does not share the household of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by this family member, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.
F2: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2013.
F3: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $15.00 to $15.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $15.00 to $15.06 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: These shares are held directly by Freya Anne Eduarte as custodian under the Uniform Gifts to Minors Act for the Reporting Person's minor child.