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QUALYS, INC. — Director's Dealing 2013
Jun 26, 2013
31029_dirs_2013-06-26_74c50c9f-2e4b-44d8-b8a4-8e2cd52a2a99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2013-06-25
Reporting Person: Thakar Sumedh S (VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-25 | Common Stock | M | 5889 | $1.40 | Acquired | 5889 | Direct |
| 2013-06-25 | Common Stock | S | 5889 | $16.0215 | Disposed | 0 | Direct |
| 2013-06-25 | Common Stock | M | 111 | $2.60 | Acquired | 111 | Direct |
| 2013-06-25 | Common Stock | S | 111 | $16.0215 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-25 | Stock Option (right to buy) | $1.40 | M | 5889 | Disposed | 2016-06-30 | Common Stock (5889) | Direct |
| 2013-06-25 | Stock Option (right to buy) | $2.60 | M | 111 | Disposed | 2018-01-23 | Common Stock (111) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2013.
F2: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $16.00 to $16.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option is fully vested and immediately exercisable.