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QUALYS, INC. — Director's Dealing 2012
Sep 27, 2012
31029_dirs_2012-09-27_01af40f4-9668-48be-abca-8b6db1cbb94e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2012-09-27
Reporting Person: Sisteron Yves (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $ | Common Stock (1016185) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (353045) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (123076) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (46153) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (641538) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (222884) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (77700) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (29136) | Indirect |
Footnotes
F1: Each share of Series B Preferred Stock and Series C Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
F2: The Reporting Person serves as a member of the investment committee of GRP Management Services Corp and may be deemed to share voting and dispositive power with respect to the shares held by AOS Partners, L.P., GRPVC, L.P., GRP II Investors, L.P. and GRP II Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.