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QUALYS, INC. — Director's Dealing 2012
Sep 27, 2012
31029_dirs_2012-09-27_4e4b9ed6-95b8-43be-bab4-68f44d8a2f20.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2012-09-27
Reporting Person: Thakar Sumedh S (VP, Engineering)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9539 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.40 | 2016-06-29 | Common Stock (6750) | Direct | |
| Employee Stock Option (right to buy) | $2.60 | 2018-01-22 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $2.80 | 2019-01-27 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $4.10 | 2020-05-06 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2021-02-02 | Common Stock (50000) | Direct | |
| Employee Stock Option (right to buy) | $5.90 | 2021-11-03 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $8.40 | 2022-04-29 | Common Stock (50000) | Direct |
Footnotes
F1: The option is fully vested and immediately exercisable.
F2: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 16, 2009 and one forty-eighth of the shares vest monthly thereafter.
F3: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 16, 2010 and one forty-eighth of the shares vest monthly thereafter.
F4: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares vest monthly thereafter.
F5: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares vest monthly thereafter.
F6: The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares vest monthly thereafter.