AI assistant
Sending…
QUALYS, INC. — Director's Dealing 2012
Oct 3, 2012
31029_dirs_2012-10-03_49c90a7e-001e-4eb4-b3b5-7f83fc820f69.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2012-10-03
Reporting Person: COURTOT PHILIPPE F (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-03 | Common Stock | C | 6615069 | — | Acquired | 7803270 | Direct |
| 2012-10-03 | Common Stock | C | 68427 | — | Acquired | 70626 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-03 | Series A Preferred Stock | $ | C | 1579954 | Disposed | Common Stock (1579954) | Direct | |
| 2012-10-03 | Series B Preferred Stock | $ | C | 4569443 | Disposed | Common Stock (4569443) | Direct | |
| 2012-10-03 | Series B Preferred Stock | $ | C | 33580 | Disposed | Common Stock (33580) | Indirect | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 465672 | Disposed | Common Stock (465672) | Direct | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 34847 | Disposed | Common Stock (34847) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2: Shares held directly by the Reporting Person's spouse.