AI assistant
Sending…
QUALYS, INC. — Director's Dealing 2012
Oct 3, 2012
31029_dirs_2012-10-03_6aec85ea-a235-4d53-9b7e-d131106c4bf8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALYS, INC. (QLYS)
CIK: 0001107843
Period of Report: 2012-10-03
Reporting Person: AOS Partners, LP (10% Owner)
Reporting Person: GRPVC, L.P. (10% Owner)
Reporting Person: GRP II Investors, L.P. (10% Owner)
Reporting Person: GRP II Partners, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-03 | Common Stock | C | 1657723 | — | Acquired | 1657723 | Direct |
| 2012-10-03 | Common Stock | C | 575929 | — | Acquired | 575929 | Indirect |
| 2012-10-03 | Common Stock | C | 200776 | — | Acquired | 200776 | Indirect |
| 2012-10-03 | Common Stock | C | 75289 | — | Acquired | 75289 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-03 | Series B Preferred Stock | $ | C | 1016185 | Disposed | Common Stock (1016185) | Direct | |
| 2012-10-03 | Series B Preferred Stock | $ | C | 353045 | Disposed | Common Stock (353045) | Indirect | |
| 2012-10-03 | Series B Preferred Stock | $ | C | 123076 | Disposed | Common Stock (123076) | Indirect | |
| 2012-10-03 | Series B Preferred Stock | $ | C | 46153 | Disposed | Common Stock (46153) | Indirect | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 641538 | Disposed | Common Stock (641538) | Direct | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 222884 | Disposed | Common Stock (222884) | Indirect | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 77700 | Disposed | Common Stock (77700) | Indirect | |
| 2012-10-03 | Series C Preferred Stock | $ | C | 29136 | Disposed | Common Stock (29136) | Indirect |
Footnotes
F1: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and had no expiration date.