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Qualigen Therapeutics, Inc. — Director's Dealing 2020
May 28, 2020
35251_dirs_2020-05-27_0c1e131d-120d-414b-808d-544cf8ee4be5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Qualigen Therapeutics, Inc. (QLGN)
CIK: 0001460702
Period of Report: 2020-05-22
Reporting Person: Lotz Christopher L. (VP of Finance, CFO.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-22 | Common Stock | J | 9841 | — | Acquired | 9841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-22 | Warrant (Right to Buy) | $2.0663 | J | 22142 | Acquired | 2024-01-31 | Common Stock (22142) | Direct |
| 2020-05-22 | Warrant (Right to Buy) | $2.0663 | J | 29847 | Acquired | 2024-08-02 | Common Stock (29847) | Direct |
| 2020-05-22 | Warrant (Right to Buy) | $2.5405 | J | 22142 | Acquired | 2025-03-02 | Common Stock (22142) | Direct |
| 2020-05-22 | Warrant (Right to Buy) | $2.5405 | J | 3543 | Acquired | 2026-09-22 | Common Stock (3543) | Direct |
Footnotes
F1: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.
F2: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 9,841 shares of common stock of the Issuer.
F3: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.