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Qualigen Therapeutics, Inc. Director's Dealing 2017

Oct 27, 2017

35251_dirs_2017-10-27_9d93e100-42e4-498f-be0d-7c6c29074fe2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITTER PHARMACEUTICALS INC (RTTR)
CIK: 0001460702
Period of Report: 2017-10-03

Reporting Person: Javelin Venture Partners, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-03 Common Stock P 5000000 Acquired 7047804 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-03 Warrants (right to buy) $.44 P 5000000 Acquired 2022-10-03 Common Stock (5000000) Direct

Footnotes

F1: The Reporting Person purchased 5,000,000 Class A Units of the Issuer, consisting of 5,000,000 shares of common stock and warrants to purchase 5,000,000 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to the Reporting Person in the puble offering were immediately separable and were issued separately in the offering.