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Qualigen Therapeutics, Inc. — Director's Dealing 2017
Oct 27, 2017
35251_dirs_2017-10-27_9d93e100-42e4-498f-be0d-7c6c29074fe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITTER PHARMACEUTICALS INC (RTTR)
CIK: 0001460702
Period of Report: 2017-10-03
Reporting Person: Javelin Venture Partners, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-03 | Common Stock | P | 5000000 | — | Acquired | 7047804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-03 | Warrants (right to buy) | $.44 | P | 5000000 | Acquired | 2022-10-03 | Common Stock (5000000) | Direct |
Footnotes
F1: The Reporting Person purchased 5,000,000 Class A Units of the Issuer, consisting of 5,000,000 shares of common stock and warrants to purchase 5,000,000 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to the Reporting Person in the puble offering were immediately separable and were issued separately in the offering.
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