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QUALCOMM INC/DE — Registration Form 2011
Mar 30, 2011
10546_rf_2011-03-30_c56f829b-1c5d-4034-9686-f95c395f89e1.zip
Registration Form
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As filed with the Securities and Exchange Commission on March 30, 2011
Registration No. 333-______
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
QUALCOMM INCORPORATED
(Exact name of registrant as specified in its charter)
| DELAWARE | 95-3685934 |
|---|---|
| (State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification no.) |
| 5775 MOREHOUSE DRIVE |
|---|
| SAN DIEGO, CALIFORNIA 92121 |
| 858-587-1121 |
| (Address of principal executive offices) |
| QUALCOMM INCORPORATED 2006 LONG-TERM INCENTIVE PLAN |
|---|
| AMENDED AND RESTATED QUALCOMM INCORPORATED 2001 |
| EMPLOYEE STOCK PURCHASE PLAN |
| (Full title of the plan) |
| PAUL E. JACOBS |
|---|
| CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER |
| QUALCOMM INCORPORATED |
| 5775 MOREHOUSE DRIVE |
| SAN DIEGO, CALIFORNIA 92121 |
| 858-587-1121 |
| (Name and address of agent for service) |
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. (Check one:)
| Large accelerated filer þ |
|---|
| (Do not check if a smaller reporting company) |
This registration statement shall hereafter become effective in accordance with Rule 462 promulgated under the Securities Act of 1933, as amended.
CALCULATION OF REGISTRATION FEE
| Title of securities to | Amount to be | Proposed — maximum offering price | Proposed maximum — aggregate offering | Amount of |
|---|---|---|---|---|
| be registered 1 | registered 2 | per share 3 | price 3 | registration fee |
| 2006 Long-Term | ||||
| Incentive Plan, | ||||
| as amended | ||||
| Common Stock | ||||
| Par Value $.0001 | 65,000,000 | $52.69 | $3,424,850,000 | $397,625 4 |
| Common Stock | ||||
| Par Value $.0001 | ||||
| (from 1991 Stock | ||||
| Option Plan) | 799,001 | NA | NA | $0 4 |
| Amended and Restated | ||||
| 2001 Employee Stock | ||||
| Purchase Plan | ||||
| Common Stock | ||||
| Par Value $.0001 | 22,000,000 | $52.69 | $1,159,180,000 | $134,581 5 |
| TOTALS | 87,799,001 | $52.69 | $4,584,030,000 | $532,206 |
| 1 | The securities to be registered include options and rights to acquire Common Stock. |
|---|---|
| 2 | Pursuant to Rule 416(a), this Registration Statement also covers any additional |
| securities that may be offered or issued in connection with any stock split, stock dividend or | |
| similar transaction. | |
| 3 | Estimated pursuant to Rule 457 solely for purposes of calculating the registration |
| fee. The price is based upon the average of the high and low prices of the Common Stock on March | |
| 28, 2011, as reported on the NASDAQ Global Select Market. | |
| 4 | The additional shares to be registered by QUALCOMM Incorporated (the Registrant) on |
| this Form S-8 Registration Statement under the QUALCOMM Incorporated 2006 Long-Term Incentive Plan, | |
| as amended (the 2006 LTIP), include 65,000,000 newly authorized shares. The remaining 799,001 | |
| shares being registered under the 2006 LTIP are shares that were previously available for grant | |
| under the QUALCOMM Incorporated 1991 Stock Option Plan (the Prior Plan). The Registrant | |
| previously registered such shares for issuance on Registration Statements on Form S-8 (SEC File | |
| Nos. 333-2754, 333-32013, 333-69457, and 333-95291). The Registrant is simultaneously filing | |
| post-effective amendments to deregister such shares from the Registration Statements on Form S-8 | |
| previously filed with respect to the Prior Plan; accordingly, the associated registration fees | |
| previously paid on these shares under the prior Registration Statements are hereby carried forward | |
| to cover a portion of the registration fee due under this Registration Statement. | |
| 5 | The additional shares to be registered by the Registrant on this Form S-8 Registration |
| Statement under the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan | |
| are newly authorized shares. |
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TABLE OF CONTENTS
| SIGNATURE |
| EXHIBIT INDEX |
| EX-5 |
| EX-23.2 |
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Table of Contents
INCORPORATION BY REFERENCE OF CONTENTS OF REGISTRATION STATEMENTS ON FORM S-8
The contents of the Registration Statements on Form S-8 listed below are incorporated by reference herein.
Registration Statements filed with respect to the QUALCOMM Incorporated 2006 Long-Term Incentive Plan and the former 2001 Stock Option Plan, which was amended and restated as the 2006 Long-Term Incentive Plan (SEC File No. 333-166246, filed April 22, 2010; SEC File No. 333-150423, filed April 24, 2008; SEC File No. 333-137692, filed September 29, 2006; SEC File No. 333-117626, filed July 23, 2004; SEC File No. 333-103497, filed February 28, 2003; and SEC File No. 333-60484, filed May 8, 2001).
Registration Statements filed with respect to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan (SEC File No. 333-150423, filed April 24, 2008; SEC File No. 333-103497, filed February 28, 2003; and SEC File No. 333-60484, filed May 8, 2001).
link2 "Item 8. Exhibits"
Item 8. Exhibits
See Exhibit Index.
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link1 "SIGNATURE"
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement with respect to the QUALCOMM Incorporated 2006 Long-Term Incentive Plan and the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on March 30, 2011.
| QUALCOMM Incorporated | |
|---|---|
| By: | /s/ Paul E. Jacobs |
| Paul E. Jacobs, Chairman of the Board and Chief Executive Officer |
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SIGNATURES AND POWER OF ATTORNEY
The officers and directors of QUALCOMM Incorporated whose signatures appear below, hereby constitute and appoint PAUL E. JACOBS and WILLIAM E. KEITEL, and each of them, their true and lawful attorneys and agents, with full power of substitution, each with power to act alone, to sign and execute on behalf of the undersigned this Registration Statement on Form S-8 with respect to QUALCOMM Incorporated 2006 Long-Term Incentive Plan and the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan and any amendment or amendments thereto, and each of the undersigned does hereby ratify and confirm all that each of said attorney and agent, or their or his substitutes, shall do or cause to be done by virtue hereof.
| Signature | Title | Date |
|---|---|---|
| /s/ Paul E. Jacobs Paul E. Jacobs | Chairman of the Board and Chief Executive Officer (Principal Executive Officer) | March 30, 2011 |
| /s/ William E. Keitel William E. Keitel | Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | March 30, 2011 |
| Director | ||
| Barbara T. Alexander | ||
| /s/ Stephen M. Bennett | Director | March 30, 2011 |
| Stephen M. Bennett | ||
| Director | ||
| Donald G. Cruickshank | ||
| /s/ Raymond V. Dittamore | Director | March 30, 2011 |
| Raymond V. Dittamore | ||
| /s/ Thomas W. Horton | Director | March 30, 2011 |
| Thomas W. Horton | ||
| /s/ Irwin Mark Jacobs | Director | March 30, 2011 |
| Irwin Mark Jacobs | ||
| /s/ Robert E. Kahn | Director | March 30, 2011 |
| Robert E. Kahn | ||
| /s/ Sherry Lansing | Director | March 30, 2011 |
| Sherry Lansing | ||
| /s/ Duane A. Nelles | Director | March 30, 2011 |
| Duane A. Nelles |
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| Signature | Title | Date |
|---|---|---|
| /s/ Francisco Ros | Director | March 30, 2011 |
| Francisco Ros | ||
| /s/ Brent Scowcroft | Director | March 30, 2011 |
| Brent Scowcroft | ||
| /s/ Marc I. Stern | Director | March 30, 2011 |
| Marc I. Stern |
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link1 "EXHIBIT INDEX"
EXHIBIT INDEX
| 4.1 | Restated Certificate of Incorporation of the Company, as amended, is
incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on
Form 10-Q filed with the Securities and Exchange Commission on January 27,
2010. |
| --- | --- |
| 4.2 | Certificate of Amendment of Certificate of Designation is incorporated by
reference to Exhibit 99.2 to the Companys Current Report on Form 8-K filed
with the Securities and Exchange Commission on September 30, 2005. |
| 4.3 | Amended and Restated Bylaws of the Company are incorporated by reference to
Exhibit 3.1 to the Companys Current Report on Form 8-K filed with the
Securities and Exchange Commission on September 25, 2009. |
| 5 | Opinion re legality |
| 23.1 | Consent of Counsel (included in Exhibit 5) |
| 23.2 | Consent of PricewaterhouseCoopers LLP |
| 24 | Power of Attorney (included in signature pages to this Registration Statement) |
| 99.1 | QUALCOMM Incorporated 2006 Long-Term Incentive Plan, as amended, is
incorporated by reference to Exhibit 10.91 to the Companys Quarterly Report
on Form 10-Q filed with the Securities and Exchange Commission on January 26,
2011. |
| 99.2 | Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan
is incorporated by reference to Exhibit 10.88 to the Companys Quarterly
Report on Form 10-Q filed with the Securities and Exchange Commission on July
21, 2010. |
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