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QUALCOMM INC/DE — Director's Dealing 2023
May 22, 2023
10546_dirs_2023-05-22_dda48b82-3f44-49a8-bdf5-c109c4b10629.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-05-20
Reporting Person: MARTIN NEIL (SVP, Finance and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-20 | Common Stock | M | 1155 | $0.0 | Acquired | 4616 | Direct |
| 2023-05-20 | Common Stock | M | 1049 | $0.0 | Acquired | 5665 | Direct |
| 2023-05-20 | Common Stock | F | 759 | $105.86 | Disposed | 4906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-20 | Restricted Stock Unit | $ | M | 1155.7967 | Disposed | 2023-11-20 | Common Stock (1155.7967) | Direct |
| 2023-05-20 | Restricted Stock Unit | $ | M | 1049.8731 | Disposed | 2024-11-20 | Common Stock (1049.8731) | Direct |
Footnotes
F1: Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.