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QUALCOMM INC/DE — Director's Dealing 2023
Oct 3, 2023
10546_dirs_2023-10-02_39b6a347-abe2-4e89-b413-270956a2b79c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-10-01
Reporting Person: AMON CRISTIANO R (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-01 | Common Stock | M | 12887 | $0.0 | Acquired | 184995 | Indirect |
| 2023-10-01 | Common Stock | M | 16698 | $0.0 | Acquired | 201693 | Indirect |
| 2023-10-01 | Common Stock | F | 13367 | $111.06 | Disposed | 188326 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-01 | Restricted Stock Unit | $ | M | 12887.4522 | Disposed | 2023-10-01 | Common Stock (12887.4522) | Direct |
| 2023-10-01 | Restricted Stock Unit | $ | M | 16698.0996 | Disposed | 2024-10-01 | Common Stock (16698.0996) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40500 | Direct |
Footnotes
F1: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
F2: Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.