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QUALCOMM INC/DE — Director's Dealing 2023
Oct 3, 2023
10546_dirs_2023-10-02_d9d28acb-271a-432e-8fb5-ba3737421b45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-10-01
Reporting Person: Palkhiwala Akash J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-01 | Common Stock | M | 5477 | $0.0 | Acquired | 60172 | Direct |
| 2023-10-01 | Common Stock | M | 5009 | $0.0 | Acquired | 65181 | Direct |
| 2023-10-01 | Common Stock | F | 3849 | $111.06 | Disposed | 61332 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-01 | Restricted Stock Unit | $ | M | 5477.0871 | Disposed | 2023-10-01 | Common Stock (5477.0871) | Direct |
| 2023-10-01 | Restricted Stock Unit | $ | M | 5009.1156 | Disposed | 2024-10-01 | Common Stock (5009.1156) | Direct |
Footnotes
F1: Includes 84 and 93 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023 and July 31, 2023, respectively.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F4: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.