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QUALCOMM INC/DE — Director's Dealing 2023
Oct 3, 2023
10546_dirs_2023-10-02_2b18a538-082e-4e3c-9a2e-26a04b6399ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-10-01
Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-01 | Common Stock | M | 6444 | $0.0 | Acquired | 30174 | Direct |
| 2023-10-01 | Common Stock | M | 5218 | $0.0 | Acquired | 35392 | Direct |
| 2023-10-01 | Common Stock | F | 4162 | $111.06 | Disposed | 31230 | Direct |
| 2023-10-02 | Common Stock | S | 6001 | $110.4 | Disposed | 25229 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-01 | Restricted Stock Unit | $ | M | 6444.2605 | Disposed | 2023-10-01 | Common Stock (6444.2605) | Direct |
| 2023-10-01 | Restricted Stock Unit | $ | M | 5218.7457 | Disposed | 2024-10-01 | Common Stock (5218.7457) | Direct |
Footnotes
F1: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
F2: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.