Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2023

Oct 3, 2023

10546_dirs_2023-10-02_2b18a538-082e-4e3c-9a2e-26a04b6399ab.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-10-01

Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-10-01 Common Stock M 6444 $0.0 Acquired 30174 Direct
2023-10-01 Common Stock M 5218 $0.0 Acquired 35392 Direct
2023-10-01 Common Stock F 4162 $111.06 Disposed 31230 Direct
2023-10-02 Common Stock S 6001 $110.4 Disposed 25229 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-10-01 Restricted Stock Unit $ M 6444.2605 Disposed 2023-10-01 Common Stock (6444.2605) Direct
2023-10-01 Restricted Stock Unit $ M 5218.7457 Disposed 2024-10-01 Common Stock (5218.7457) Direct

Footnotes

F1: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

F2: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.

F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.