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QUALCOMM INC/DE — Director's Dealing 2023
Nov 21, 2023
10546_dirs_2023-11-21_628522b1-3e74-45a4-9276-51296f3e22e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-11-20
Reporting Person: MARTIN NEIL (SVP, Finance and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-20 | Common Stock | M | 1172 | $0.0 | Acquired | 1419 | Direct |
| 2023-11-20 | Common Stock | M | 1065 | $0.0 | Acquired | 2484 | Direct |
| 2023-11-20 | Common Stock | M | 2499 | $0.0 | Acquired | 4983 | Direct |
| 2023-11-20 | Common Stock | F | 1638 | $129.51 | Disposed | 3345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-20 | Restricted Stock Unit | $ | M | 1172.3638 | Disposed | 2023-11-20 | Common Stock (1172.3638) | Direct |
| 2023-11-20 | Restricted Stock Unit | $ | M | 1065.9701 | Disposed | 2024-11-20 | Common Stock (1065.9701) | Direct |
| 2023-11-20 | Restricted Stock Unit | $ | M | 2499.7746 | Disposed | 2025-11-20 | Common Stock (2499.7746) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.